... regulation. Mr. Madoff's activities were unambiguously illegal; a whistleblower repeatedly warned the Securities and Exchange Commission about them, in detail; the SEC had authority to stop the scheme. But the government did not act until ...

... quality of the people is more important than the quality of the wiring diagrams." Case in point: The Securities and Exchange Commission is at the center of the recent reorganization talks, largely because of its poor track record in stopping ...

... t believe the research on its site will cause any problems should the company file for an IPO with the Securities and Exchange Commission, as these types of analyses are published by investment banks during the IPO process. Still, the lack ...

... snapped up about $67 million worth of shares over three days this week, according to a filing with the Securities and Exchange Commission. Icahn bought 6.8 million shares for an average of $9.92 each in three batches from Monday through ...

... did not immediately return a call for comment. In July, Home BancShares filed a notice with the U.S. Securities and Exchange Commission that said a senior officer at one of its banks embezzled $2.1 million. Home BancShares' SEC filing ...

... did not immediately return a call for comment. In July, Home BancShares filed a notice with the U.S. Securities and Exchange Commission that said a senior officer at one of its banks embezzled $2.1 million. Home BancShares' SEC filing ...

... markets. The world's largest retailer announced the move Tuesday in a quarterly statement filed with the Securities and Exchange Commission. From time to time, the discounter had repurchased shares of its common stock under a $15 billion share ...

... veteran regulators to help reform the nation's financial institutions Mary Schapiro as chairwoman of the Securities and Exchange Commission, Gary Gensler as head of the Commodity Futures Trading Commission and Daniel Tarullo as a member of the ...

... year-old Madoff to provide a verified accounting of all his assets, liabilities and property to the Securities and Exchange Commission. Glut of oil creates short-term storage problems Traders locking up storage space for crude created a ...

... Between 1998 and 2001, more than 90,000 investors in 28 states lost more than $2.2 billion in what the Securities and Exchange Commission calls "affinity fraud" schemes, in which a member of an affinity group targeted and took his neighbors ...